SEC Form 4 · accession 0001679623-16-000002
CardConnect Corp. · CCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Shanahan
Other
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001614818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 29, 2016 | P | 100,000 | $10.00 | A | 100,000 | D | |
| Common StockF2 | Jul 29, 2016 | A | 1,817,540 | $0.00 | A | 1,917,540 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $2.39 | Jul 29, 2016 | A | 465,837 | A | Jul 29, 2016 | Sep 15, 2020 | Common Stock | 465,837 | 465,837 | D |
Explanation of responses
- F1Represents 100,000 shares of common stock purchased from FinTech Acquisition Corp. in a private placement transaction for $10.00 per share.
- F2Represents 1,817,540 shares of common stock issued as partial consideration in connection with the merger of FTS Holding Corporation into a subsidiary of FinTech Acquisition Corp. (the "Merger).
- F3Represents options to purchase common stock, issued as partial consideration in connection with the Merger.