SEC Form 4 · accession 0001679437-16-000008
CardConnect Corp. · CCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles B. Bernicker
Officer — CFO
Period of report
Nov 30, 2016
Accepted (ET)
Dec 1, 2016 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001614818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2016 | A | 31,378 | $0.00 | A | 31,378 | D | |
| Common Stock | holding | — | — | — | 100 | I | By Spouse | |
| Common Stock | holding | — | — | — | 100 | I | By Trust | |
| Common Stock | holding | — | — | — | 100 | I | By Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | By IRA account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued pursuant to the Amended and Restated 2016 Omnibus Equity Compensation Plan and are subject to vesting restrictions.