SEC Form 3 · accession 0001213900-15-009540
CardConnect Corp. · CCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Lamb
Director
Period of report
May 11, 2015
Accepted (ET)
Dec 17, 2015 · 10:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001614818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 52,180 | I | By FinTech Investor Holdings, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF3,F4,F2 | $12.00 | holding | — | — | — | — | — | Common Stock | 10,000 | — | I |
Explanation of responses
- F1Includes 10,000 shares of common stock underlying 10,000 units of the Issuer that FinTech Investor Holdings, LLC irrevocably committed to purchase.
- F2Includes 10,000 warrants underlying 10,000 units of the Issuer that FinTech Investor Holdings, LLC irrevocably committed to purchase.
- F3The warrants will become exercisable at the later of 30 days after the consummation of the Issuer's initial business combination or 12 months from the completion of the Issuer's initial public offering.
- F4The warrants will expire five years after the consummation of the Issuer's initial business combination or earlier upon redemption of all of the Issuer's outstanding common stock or the Issuer's liquidation.
Remarks
Exhibit 24.1 Power of Attorney