SEC Form 4 · accession 0001213900-15-002289
CardConnect Corp. · CCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James J McEntee III
Officer — CFO and COO
Period of report
Mar 29, 2015
Accepted (ET)
Mar 31, 2015 · 2:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001614818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2015 | J | 12,712 | $0.00 | D | 87,288 | D | |
| Common StockF1 | Mar 29, 2015 | J | 15,917 | $0.00 | D | 119,187 | I | By FinTech Investor Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As contemplated in connection with the initial public offering (the "IPO") of units of FinTech Acquisition Corp. (the "Issuer"), these shares of the Issuer's common stock were returned to the Issuer for no consideration and cancelled because the underwriter's over-allotment option for the IPO was not exercised.