SEC Form 4/A · accession 0001168754-16-000002
CardConnect Corp. · CCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Betsy Z Cohen
Director
Period of report
Jul 28, 2016
Accepted (ET)
Aug 18, 2016 · 11:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001614818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2016 | S | 187,119 | $0.0064 | D | 700,469 | D | |
| Common StockF1 | Jul 29, 2016 | A | 6,597 | $0.00 | A | 707,066 | D | |
| Common Stock | holding | — | — | — | 118,830 | I | By FinTech Investor Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Report Person is a participant in the 2016 Omnibus Equity Compensation Plan (the "Plan"). The Reporting Person received 6,597 shares of common stock. All of these shares are subject to vesting restrictions.
Remarks
The amendment is being filed to correct the number of indirect shares held as reported in the original report.