SEC Form 4 · accession 0001415889-17-001760
Rithm Property Trust Inc. · RPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Mendelsohn
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Nov 6, 2017
Accepted (ET)
Nov 7, 2017 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001614806
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Nov 6, 2017 | A | 43,463 | $15.59 | A | 356,953 | I | By Thetis Asset Management LLC |
| Common Stock, par value $0.01 per share | holding | — | — | — | 70 | I | By wife | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 70 | I | By daughter | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 70 | I | By son | |
| Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 274,667 | I | By Gregory Funding LLC | |
| Common Stock, par value $0.01 per shareF4,F5 | holding | — | — | — | 594,260 | I | By Aspen Yo LLC | |
| Common Stock, par value $0.01 per shareF6 | holding | — | — | — | 7,018 | I | By Flanders Street Capital Partners I., L.P. | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 19,070 | D | ||
| Common Stock, par value $0.01 per shareF7 | holding | — | — | — | 5,923 | I | By Mendelsohn Family Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of management fee to Thetis Asset Management LLC for third quarter ended September 30, 2017.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose
- F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose
- F4The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose
- F5Includes 274,667 shares held by Gregory Funding LLC and 356,953 shares held by Thetis Asset Management LLC reported herein.
- F6The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose
- F7Mr. Mendelsohn and certain members of his family are partners of Mendelsohn Family Limited Partnership.