SEC Form 4 · accession 0001144204-18-058401
Rithm Property Trust Inc. · RPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Mendelsohn
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Nov 7, 2018
Accepted (ET)
Nov 8, 2018 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001614806
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Nov 7, 2018 | A | 49,229 | $15.61 | A | 553,456 | I | By Thetis Asset Management LLC |
| Common Stock, par value $0.01 per share | holding | — | — | — | 27,070 | D | ||
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 8,518 | I | By Flanders Street Capital Partners I., L.P. | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 49,952 | I | By Aspen Uranus LLC | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 70 | I | By wife | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 70 | I | By daughter | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 70 | I | By son | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 274,667 | I | By Gregory Funding LLC | |
| Common Stock, par value $0.01 per shareF2,F3 | holding | — | — | — | 874,061 | I | By Aspen Yo LLC | |
| Common Stock, par value $0.01 per shareF4 | holding | — | — | — | 5,923 | I | By Mendelsohn Family Limited Partnership | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 45,938 | I | By Great Ajax FS LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of management fee to Thetis Asset Management LLC for third quarter ended September 30, 2018.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.
- F3Includes 274,667 shares held by Gregory Funding LLC, 553,456 shares held by Thetis Asset Management LLC and 45,938 shares held by Great Ajax FS LLC reported herein.
- F4Mr. Mendelsohn and certain members of his family are partners of Mendelsohn Family Limited Partnership.