SEC Form 4 · accession 0000899243-18-028695
Cadence Bancorporation · CADE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Richard Fredericks
Director
Period of report
Oct 24, 2018
Accepted (ET)
Nov 13, 2018 · 3:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001614184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1,F2 | Oct 24, 2018 | P | 10,041 | $21.7283 | A | 85,000 | I | Fredericks Revocable Trust |
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 15,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation were purchased in multiple transactions at prices ranging from $21.7271 to $21.7284 per share of Class A Common Stock, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon written request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the range set forth in this footnote.
- F2Held by the Fredericks Revocable Trust, for which the Reporting Person is the co-trustee.