SEC Form 4 · accession 0000899243-18-024350
Cadence Bancorporation · CADE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William B Harrison Jr.
Director
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001614184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1 | Sep 10, 2018 | J | 50,919 | $0.00 | A | 90,919 | D | |
| Class A Common Stock, par value $0.01 per shareF2,F3 | Sep 10, 2018 | J | 484,793 | $0.00 | A | 484,793 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation received by the Reporting Person in a pro rata in-kind distribution of shares of Class A Common Stock held by Cadence Bancorp, LLC to its unitholders, without consideration.
- F2Represents shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation received by a grantor retained annuity trust in a pro rata in-kind distribution of shares of Class A Common Stock held by Cadence Bancorp, LLC to its unitholders, without consideration.
- F3Held by a grantor retained annuity trust.