SEC Form 4 · accession 0001614178-17-000009
Yext, Inc. · YEXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Lerman
Officer — Chief Executive Officer · Director
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001614178
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 7, 2017 | S | 8,700 | $12.0005 | D | 6,065,846 | D | |
| Common StockF3 | Nov 8, 2017 | S | 16,300 | $12.1495 | D | 6,049,546 | D | |
| Common StockF4 | holding | — | — | — | 1,200,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.
- F2Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.0000 to $12.0100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.
- F3Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.0000 to $12.2300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.
- F4These shares are held by a trust of which the Reporting Person is the trustee and sole beneficiary.