SEC Form 4 · accession 0001225208-17-008268

Yext, Inc. · YEXT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Apr 19, 2017

Accepted (ET)

Apr 21, 2017 · 5:41 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001614178

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Apr 19, 2017	C	35,022	$0.00	A	35,022	I	By Irrevocable Trust (WCT)
Common Stock^F1,F2	Apr 19, 2017	C	22,620	$0.00	A	57,642	I	By Irrevocable Trust (WCT)
Common Stock^F1,F3	Apr 19, 2017	C	117,774	$0.00	A	131,877	I	By Ltd Partnership (ROSE)
Common Stock^F1,F3	Apr 19, 2017	C	113,630	$0.00	A	245,507	I	By Ltd Partnership (ROSE)
Common Stock^F1,F3	Apr 19, 2017	C	110,173	$0.00	A	355,680	I	By Ltd Partnership (ROSE)
Common Stock^F1,F4	Apr 19, 2017	C	2,975,941	$0.00	A	3,301,985	I	By Ltd Partnership (SHV)
Common Stock^F1,F4	Apr 19, 2017	C	2,799,328	$0.00	A	6,101,313	I	By Ltd Partnership (SHV)
Common Stock^F1,F4	Apr 19, 2017	C	2,654,762	$0.00	A	8,756,075	I	By Ltd Partnership (SHV)
Common Stock^F1,F4	Apr 19, 2017	C	887,428	$0.00	A	9,643,503	I	By Ltd Partnership (SHV)
Common Stock^F1,F4	Apr 19, 2017	C	282,842	$0.00	A	9,926,345	I	By Ltd Partnership (SHV)
Common Stock^F1,F4	Apr 19, 2017	C	255,372	$0.00	A	10,181,717	I	By Ltd Partnership (SHV)
Common Stock^F1,F5	Apr 19, 2017	C	127,726	$0.00	A	142,201	I	By Trust
Common Stock^F1,F5	Apr 19, 2017	C	124,284	$0.00	A	266,485	I	By Trust
Common Stock^F1,F5	Apr 19, 2017	C	117,865	$0.00	A	384,350	I	By Trust
Common Stock^F1,F5	Apr 19, 2017	C	23,929	$0.00	A	408,279	I	By Trust
Common Stock^F1,F5	Apr 19, 2017	C	20,917	$0.00	A	429,196	I	By Trust
Common Stock^F1,F5	Apr 19, 2017	C	18,205	$0.00	A	447,401	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series C Preferred Stock^F2,F1	—	Apr 19, 2017	C	22,620	D	—	—	Common Stock	22,620	I
Series D Preferred Stock^F2,F1	—	Apr 19, 2017	C	35,022	D	—	—	Common Stock	35,022	I
Series A Preferred Stock^F3,F1	—	Apr 19, 2017	C	117,774	D	—	—	Common Stock	117,774	I
Series B Preferred Stock^F3,F1	—	Apr 19, 2017	C	113,630	D	—	—	Common Stock	113,630	I
Series C Preferred Stock^F3,F1	—	Apr 19, 2017	C	110,173	D	—	—	Common Stock	110,173	I
Series A Preferred Stock^F4,F1	—	Apr 19, 2017	C	2,799,328	D	—	—	Common Stock	2,799,328	I
Series B Preferred Stock^F4,F1	—	Apr 19, 2017	C	2,654,762	D	—	—	Common Stock	2,654,762	I
Series C Preferred Stock^F4,F1	—	Apr 19, 2017	C	2,975,941	D	—	—	Common Stock	2,975,941	I
Series D Preferred Stock^F4,F1	—	Apr 19, 2017	C	887,428	D	—	—	Common Stock	887,428	I
Series E Preferred Stock^F4,F1	—	Apr 19, 2017	C	282,842	D	—	—	Common Stock	282,842	I
Series F Preferred Stock^F4,F1	—	Apr 19, 2017	C	255,372	D	—	—	Common Stock	255,372	I
Series A Preferred Stock^F5,F1	—	Apr 19, 2017	C	124,284	D	—	—	Common Stock	124,284	I
Series B Preferred Stock^F5,F1	—	Apr 19, 2017	C	117,865	D	—	—	Common Stock	117,865	I
Series C Preferred Stock^F5,F1	—	Apr 19, 2017	C	127,726	D	—	—	Common Stock	127,726	I
Series D Preferred Stock^F5,F1	—	Apr 19, 2017	C	18,205	D	—	—	Common Stock	18,205	I
Series E Preferred Stock^F5,F1	—	Apr 19, 2017	C	23,929	D	—	—	Common Stock	23,929	I
Series F Preferred Stock^F5,F1	—	Apr 19, 2017	C	20,917	D	—	—	Common Stock	20,917	I

F1The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F2Shares held by an irrevocable trust for the benefit of the reporting person's children of which the reporting person is a trustee. The reporting person disclaims any beneficial ownership in these shares.
F3Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F4Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F5Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.