SEC Form 4 · accession 0001225208-17-008266
Yext, Inc. · YEXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Speiser
10% Owner
Period of report
Apr 19, 2017
Accepted (ET)
Apr 21, 2017 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001614178
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 19, 2017 | C | 2,975,941 | $0.00 | A | 3,301,985 | I | By Ltd Partnership (SHV) |
| Common StockF1,F2 | Apr 19, 2017 | C | 2,799,328 | $0.00 | A | 6,101,313 | I | By Ltd Partnership (SHV) |
| Common StockF1,F2 | Apr 19, 2017 | C | 2,654,762 | $0.00 | A | 8,756,075 | I | By Ltd Partnership (SHV) |
| Common StockF1,F2 | Apr 19, 2017 | C | 887,428 | $0.00 | A | 9,643,503 | I | By Ltd Partnership (SHV) |
| Common StockF1,F2 | Apr 19, 2017 | C | 282,842 | $0.00 | A | 9,926,345 | I | By Ltd Partnership (SHV) |
| Common StockF1,F2 | Apr 19, 2017 | C | 255,372 | $0.00 | A | 10,181,717 | I | By Ltd Partnership (SHV) |
| Common StockF1,F3 | Apr 19, 2017 | C | 220,320 | $0.00 | A | 244,458 | I | By Trust |
| Common StockF1,F3 | Apr 19, 2017 | C | 207,244 | $0.00 | A | 451,702 | I | By Trust |
| Common StockF1,F3 | Apr 19, 2017 | C | 196,541 | $0.00 | A | 648,243 | I | By Trust |
| Common StockF1,F3 | Apr 19, 2017 | C | 63,126 | $0.00 | A | 711,369 | I | By Trust |
| Common StockF1,F3 | Apr 19, 2017 | C | 20,865 | $0.00 | A | 732,234 | I | By Trust |
| Common StockF1,F3 | Apr 19, 2017 | C | 18,810 | $0.00 | A | 751,044 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF2,F1 | — | Apr 19, 2017 | C | 2,799,328 | D | — | — | Common Stock | 2,799,328 | 0 | I |
| Series B Preferred StockF2,F1 | — | Apr 19, 2017 | C | 2,654,762 | D | — | — | Common Stock | 2,654,762 | 0 | I |
| Series C Preferred StockF2,F1 | — | Apr 19, 2017 | C | 2,975,941 | D | — | — | Common Stock | 2,975,941 | 0 | I |
| Series D Preferred StockF2,F1 | — | Apr 19, 2017 | C | 887,428 | D | — | — | Common Stock | 887,428 | 0 | I |
| Series E Preferred StockF2,F1 | — | Apr 19, 2017 | C | 282,842 | D | — | — | Common Stock | 282,842 | 0 | I |
| Series F Preferred StockF2,F1 | — | Apr 19, 2017 | C | 255,372 | D | — | — | Common Stock | 255,372 | 0 | I |
| Series A Preferred StockF3,F1 | — | Apr 19, 2017 | C | 207,244 | D | — | — | Common Stock | 207,244 | 0 | I |
| Series B Preferred StockF3,F1 | — | Apr 19, 2017 | C | 196,541 | D | — | — | Common Stock | 196,541 | 0 | I |
| Series C Preferred StockF3,F1 | — | Apr 19, 2017 | C | 220,320 | D | — | — | Common Stock | 220,320 | 0 | I |
| Series D Preferred StockF3,F1 | — | Apr 19, 2017 | C | 63,126 | D | — | — | Common Stock | 63,126 | 0 | I |
| Series E Preferred StockF3,F1 | — | Apr 19, 2017 | C | 20,865 | D | — | — | Common Stock | 20,865 | 0 | I |
| Series F Preferred StockF3,F1 | — | Apr 19, 2017 | C | 18,810 | D | — | — | Common Stock | 18,810 | 0 | I |
Explanation of responses
- F1The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- F2Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F3Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.