SEC Form 4 · accession 0001225208-17-008265
Yext, Inc. · YEXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew T Sheehan
Director
Period of report
Apr 19, 2017
Accepted (ET)
Apr 21, 2017 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001614178
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 19, 2017 | C | 2,975,941 | $0.00 | A | 3,301,985 | I | By Ltd Partnership (SHV) |
| Common StockF1,F2 | Apr 19, 2017 | C | 2,799,328 | $0.00 | A | 6,101,313 | I | By Ltd Partnership (SHV) |
| Common StockF1,F2 | Apr 19, 2017 | C | 2,654,762 | $0.00 | A | 8,756,075 | I | By Ltd Partnership (SHV) |
| Common StockF1,F2 | Apr 19, 2017 | C | 887,428 | $0.00 | A | 9,643,503 | I | By Ltd Partnership (SHV) |
| Common StockF1,F2 | Apr 19, 2017 | C | 282,842 | $0.00 | A | 9,926,345 | I | By Ltd Partnership (SHV) |
| Common StockF1,F2 | Apr 19, 2017 | C | 255,372 | $0.00 | A | 10,181,717 | I | By Ltd Partnership (SHV) |
| Common StockF1,F3 | Apr 19, 2017 | C | 80,037 | $0.00 | A | 88,821 | I | By Trust |
| Common StockF1,F3 | Apr 19, 2017 | C | 74,088 | $0.00 | A | 162,909 | I | By Trust |
| Common StockF1,F3 | Apr 19, 2017 | C | 71,037 | $0.00 | A | 233,946 | I | By Trust |
| Common StockF1,F3 | Apr 19, 2017 | C | 18,790 | $0.00 | A | 252,736 | I | By Trust |
| Common StockF1,F3 | Apr 19, 2017 | C | 7,413 | $0.00 | A | 260,149 | I | By Trust |
| Common StockF1,F3 | Apr 19, 2017 | C | 3,522 | $0.00 | A | 263,671 | I | By Trust |
| Common StockF4 | holding | — | — | — | 447,048 | I | By Ltd Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF2,F1 | — | Apr 19, 2017 | C | 2,799,328 | D | — | — | Common Stock | 2,799,328 | 0 | I |
| Series B Preferred StockF2,F1 | — | Apr 19, 2017 | C | 2,654,762 | D | — | — | Common Stock | 2,654,762 | 0 | I |
| Series C Preferred StockF2,F1 | — | Apr 19, 2017 | C | 2,975,941 | D | — | — | Common Stock | 2,975,941 | 0 | I |
| Series D Preferred StockF2,F1 | — | Apr 19, 2017 | C | 887,428 | D | — | — | Common Stock | 887,428 | 0 | I |
| Series E Preferred StockF2,F1 | — | Apr 19, 2017 | C | 282,842 | D | — | — | Common Stock | 282,842 | 0 | I |
| Series F Preferred StockF2,F1 | — | Apr 19, 2017 | C | 255,372 | D | — | — | Common Stock | 255,372 | 0 | I |
| Series A Preferred StockF3,F1 | — | Apr 19, 2017 | C | 74,088 | D | — | — | Common Stock | 74,088 | 0 | I |
| Series B Preferred StockF3,F1 | — | Apr 19, 2017 | C | 71,037 | D | — | — | Common Stock | 71,037 | 0 | I |
| Series C Preferred StockF3,F1 | — | Apr 19, 2017 | C | 80,037 | D | — | — | Common Stock | 80,037 | 0 | I |
| Series D Preferred StockF3,F1 | — | Apr 19, 2017 | C | 18,790 | D | — | — | Common Stock | 18,790 | 0 | I |
| Series E Preferred StockF3,F1 | — | Apr 19, 2017 | C | 7,413 | D | — | — | Common Stock | 7,413 | 0 | I |
| Series F Preferred StockF3,F1 | — | Apr 19, 2017 | C | 3,522 | D | — | — | Common Stock | 3,522 | 0 | I |
Explanation of responses
- F1The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- F2Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director of the general partner of Sutter Hill Ventures, a California Limited Partnership, but does not have or share voting or dispositive power over these shares. The inclusion of such shares herein shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purpose of Section 16 of the Securities and Exchange Act of 1934 ("Section 16"), or for any other purpose. To the extent that the reporting person is considered to beneficially own such shares for the purpose of Section 16, the reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F3Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F4Shares held by Tippet Venture Partners, L.P. of which the reporting person is the managing director of the general partner of Tippet Venture Partners, L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.