SEC Form 4 · accession 0001225208-17-008263

Yext, Inc. · YEXT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Tench Coxe

10% Owner

Period of report

Apr 19, 2017

Accepted (ET)

Apr 21, 2017 · 5:41 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001614178

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 19, 2017	C	62,475	$0.00	A	70,476	D
Common Stock^F1,F2	Apr 19, 2017	C	407,786	$0.00	A	407,786	I	By Ltd Partnership (ROOS)
Common Stock^F1,F2	Apr 19, 2017	C	271,056	$0.00	A	678,842	I	By Ltd Partnership (ROOS)
Common Stock^F1,F2	Apr 19, 2017	C	68,856	$0.00	A	747,698	I	By Ltd Partnership (ROOS)
Common Stock^F1,F2	Apr 19, 2017	C	18,101	$0.00	A	765,799	I	By Ltd Partnership (ROOS)
Common Stock^F1,F2	Apr 19, 2017	C	15,643	$0.00	A	781,442	I	By Ltd Partnership (ROOS)
Common Stock^F1,F3	Apr 19, 2017	C	2,975,941	$0.00	A	3,301,985	I	By Ltd Partnership (SHV)
Common Stock^F1,F3	Apr 19, 2017	C	2,799,328	$0.00	A	6,101,313	I	By Ltd Partnership (SHV)
Common Stock^F1,F3	Apr 19, 2017	C	2,654,762	$0.00	A	8,756,075	I	By Ltd Partnership (SHV)
Common Stock^F1,F3	Apr 19, 2017	C	887,428	$0.00	A	9,643,503	I	By Ltd Partnership (SHV)
Common Stock^F1,F3	Apr 19, 2017	C	282,842	$0.00	A	9,926,345	I	By Ltd Partnership (SHV)
Common Stock^F1,F3	Apr 19, 2017	C	255,372	$0.00	A	10,181,717	I	By Ltd Partnership (SHV)
Common Stock^F1,F4	Apr 19, 2017	C	483,434	$0.00	A	536,170	I	By Profit Sharing Plan Trust
Common Stock^F1,F4	Apr 19, 2017	C	68,856	$0.00	A	605,026	I	By Profit Sharing Plan Trust
Common Stock^F1,F4	Apr 19, 2017	C	18,100	$0.00	A	623,126	I	By Profit Sharing Plan Trust
Common Stock^F1,F4	Apr 19, 2017	C	15,660	$0.00	A	638,786	I	By Profit Sharing Plan Trust
Common Stock^F1,F5	Apr 19, 2017	C	250,583	$0.00	A	262,566	I	By Trust
Common Stock^F1,F5	Apr 19, 2017	C	134,627	$0.00	A	397,193	I	By Trust
Common Stock^F1,F5	Apr 19, 2017	C	109,377	$0.00	A	506,570	I	By Trust
Common Stock^F1,F5	Apr 19, 2017	C	20,632	$0.00	A	527,202	I	By Trust
Common Stock^F1,F5	Apr 19, 2017	C	7,943	$0.00	A	535,145	I	By Trust
Common Stock^F1,F5	Apr 19, 2017	C	6,711	$0.00	A	541,856	I	By Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series C Preferred Stock^F1	—	Apr 19, 2017	C	62,475	D	—	—	Common Stock	62,475	D
Series A Preferred Stock^F2,F1	—	Apr 19, 2017	C	407,786	D	—	—	Common Stock	407,786	I
Series B Preferred Stock^F2,F1	—	Apr 19, 2017	C	271,056	D	—	—	Common Stock	271,056	I
Series D Preferred Stock^F2,F1	—	Apr 19, 2017	C	68,856	D	—	—	Common Stock	68,856	I
Series E Preferred Stock^F2,F1	—	Apr 19, 2017	C	18,101	D	—	—	Common Stock	18,101	I
Series F Preferred Stock^F2,F1	—	Apr 19, 2017	C	15,643	D	—	—	Common Stock	15,643	I
Series A Preferred Stock^F3,F1	—	Apr 19, 2017	C	2,799,328	D	—	—	Common Stock	2,799,328	I
Series B Preferred Stock^F3,F1	—	Apr 19, 2017	C	2,654,762	D	—	—	Common Stock	2,654,762	I
Series C Preferred Stock^F3,F1	—	Apr 19, 2017	C	2,975,941	D	—	—	Common Stock	2,975,941	I
Series D Preferred Stock^F3,F1	—	Apr 19, 2017	C	887,428	D	—	—	Common Stock	887,428	I
Series E Preferred Stock^F3,F1	—	Apr 19, 2017	C	282,842	D	—	—	Common Stock	282,842	I
Series F Preferred Stock^F3,F1	—	Apr 19, 2017	C	255,372	D	—	—	Common Stock	255,372	I
Series C Preferred Stock^F4,F1	—	Apr 19, 2017	C	483,434	D	—	—	Common Stock	483,434	I
Series D Preferred Stock^F4,F1	—	Apr 19, 2017	C	68,856	D	—	—	Common Stock	68,856	I
Series E Preferred Stock^F4,F1	—	Apr 19, 2017	C	18,100	D	—	—	Common Stock	18,100	I
Series F Preferred Stock^F4,F1	—	Apr 19, 2017	C	15,660	D	—	—	Common Stock	15,660	I
Series A Preferred Stock^F5,F1	—	Apr 19, 2017	C	134,627	D	—	—	Common Stock	134,627	I
Series B Preferred Stock^F5,F1	—	Apr 19, 2017	C	250,583	D	—	—	Common Stock	250,583	I
Series C Preferred Stock^F5,F1	—	Apr 19, 2017	C	109,377	D	—	—	Common Stock	109,377	I
Series D Preferred Stock^F5,F1	—	Apr 19, 2017	C	7,943	D	—	—	Common Stock	7,943	I
Series E Preferred Stock^F5,F1	—	Apr 19, 2017	C	20,632	D	—	—	Common Stock	20,632	I
Series F Preferred Stock^F5,F1	—	Apr 19, 2017	C	6,711	D	—	—	Common Stock	6,711	I

Explanation of responses

F1The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F2Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F3Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F4Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
F5Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.