SEC Form 4 · accession 0001225208-17-008262
Yext, Inc. · YEXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey W Bird
10% Owner
Period of report
Apr 19, 2017
Accepted (ET)
Apr 21, 2017 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001614178
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 19, 2017 | C | 21,223 | $0.00 | A | 21,223 | I | By Irrevocable Trust (BICT) |
| Common StockF1,F2 | Apr 19, 2017 | C | 14,379 | $0.00 | A | 35,602 | I | By Irrevocable Trust (BICT) |
| Common StockF1,F3 | Apr 19, 2017 | C | 149,134 | $0.00 | A | 161,812 | I | By Ltd Partnership (NEST) |
| Common StockF1,F3 | Apr 19, 2017 | C | 116,070 | $0.00 | A | 277,882 | I | By Ltd Partnership (NEST) |
| Common StockF1,F3 | Apr 19, 2017 | C | 99,398 | $0.00 | A | 377,280 | I | By Ltd Partnership (NEST) |
| Common StockF1,F4 | Apr 19, 2017 | C | 2,975,941 | $0.00 | A | 3,301,985 | I | By Ltd Partnership (SHV) |
| Common StockF1,F4 | Apr 19, 2017 | C | 2,799,328 | $0.00 | A | 6,101,313 | I | By Ltd Partnership (SHV) |
| Common StockF1,F4 | Apr 19, 2017 | C | 2,654,762 | $0.00 | A | 8,756,075 | I | By Ltd Partnership (SHV) |
| Common StockF1,F4 | Apr 19, 2017 | C | 887,428 | $0.00 | A | 9,643,503 | I | By Ltd Partnership (SHV) |
| Common StockF1,F4 | Apr 19, 2017 | C | 282,842 | $0.00 | A | 9,926,345 | I | By Ltd Partnership (SHV) |
| Common StockF1,F4 | Apr 19, 2017 | C | 255,372 | $0.00 | A | 10,181,717 | I | By Ltd Partnership (SHV) |
| Common StockF1,F5 | Apr 19, 2017 | C | 105,129 | $0.00 | A | 112,767 | I | By Trust |
| Common StockF1,F5 | Apr 19, 2017 | C | 69,717 | $0.00 | A | 182,484 | I | By Trust |
| Common StockF1,F5 | Apr 19, 2017 | C | 62,193 | $0.00 | A | 244,677 | I | By Trust |
| Common StockF1,F5 | Apr 19, 2017 | C | 29,452 | $0.00 | A | 274,129 | I | By Trust |
| Common StockF1,F5 | Apr 19, 2017 | C | 20,150 | $0.00 | A | 294,279 | I | By Trust |
| Common StockF1,F5 | Apr 19, 2017 | C | 17,680 | $0.00 | A | 311,959 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C Preferred StockF2,F1 | — | Apr 19, 2017 | C | 21,223 | D | — | — | Common Stock | 21,223 | 0 | I |
| Series D Preferred StockF2,F1 | — | Apr 19, 2017 | C | 14,379 | D | — | — | Common Stock | 14,379 | 0 | I |
| Series A Preferred StockF3,F1 | — | Apr 19, 2017 | C | 116,070 | D | — | — | Common Stock | 116,070 | 0 | I |
| Series B Preferred StockF3,F1 | — | Apr 19, 2017 | C | 149,134 | D | — | — | Common Stock | 149,134 | 0 | I |
| Series C Preferred StockF3,F1 | — | Apr 19, 2017 | C | 99,398 | D | — | — | Common Stock | 99,398 | 0 | I |
| Series A Preferred StockF4,F1 | — | Apr 19, 2017 | C | 2,799,328 | D | — | — | Common Stock | 2,799,328 | 0 | I |
| Series B Preferred StockF4,F1 | — | Apr 19, 2017 | C | 2,654,762 | D | — | — | Common Stock | 2,654,762 | 0 | I |
| Series C Preferred StockF4,F1 | — | Apr 19, 2017 | C | 2,975,941 | D | — | — | Common Stock | 2,975,941 | 0 | I |
| Series D Preferred StockF4,F1 | — | Apr 19, 2017 | C | 887,428 | D | — | — | Common Stock | 887,428 | 0 | I |
| Series E Preferred StockF4,F1 | — | Apr 19, 2017 | C | 282,842 | D | — | — | Common Stock | 282,842 | 0 | I |
| Series F Preferred StockF4,F1 | — | Apr 19, 2017 | C | 255,372 | D | — | — | Common Stock | 255,372 | 0 | I |
| Series A Preferred StockF5,F1 | — | Apr 19, 2017 | C | 105,129 | D | — | — | Common Stock | 105,129 | 0 | I |
| Series B Preferred StockF5,F1 | — | Apr 19, 2017 | C | 62,193 | D | — | — | Common Stock | 62,193 | 0 | I |
| Series C Preferred StockF5,F1 | — | Apr 19, 2017 | C | 69,717 | D | — | — | Common Stock | 69,717 | 0 | I |
| Series D Preferred StockF5,F1 | — | Apr 19, 2017 | C | 29,452 | D | — | — | Common Stock | 29,452 | 0 | I |
| Series E Preferred StockF5,F1 | — | Apr 19, 2017 | C | 20,150 | D | — | — | Common Stock | 20,150 | 0 | I |
| Series F Preferred StockF5,F1 | — | Apr 19, 2017 | C | 17,680 | D | — | — | Common Stock | 17,680 | 0 | I |
Explanation of responses
- F1The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- F2Shares held by an irrevocable trust for the benefit of the reporting person's children of which the reporting person is a trustee. The reporting person disclaims any beneficial ownership in these shares.
- F3Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F4Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F5Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.