SEC Form 3 · accession 0000904454-16-001625
SIGULER GUFF SMALL BUSINESS CREDIT OPPORTUNITIES FUND, INC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 19, 2016
Accepted (ET)
Dec 22, 2016 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001614173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 16,946 | I | Via limited partnership interest |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person holds a limited partnership interest in Siguler Guff Small Business Credit Opportunities Fund, LP (the "Fund") representing greater than 10% of the total limited partnership interests in the Fund issued as of the date of this Form 3. The Fund owns 100% of the outstanding shares of Common Stock.