SEC Form 3 · accession 0000904454-16-000865
SIGULER GUFF SMALL BUSINESS CREDIT OPPORTUNITIES FUND, INC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Joseph Greene
Officer — President
Period of report
Oct 13, 2015
Accepted (ET)
Jan 15, 2016 · 9:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001614173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,197 | I | By limited partnership interest |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person, through his IRA account, holds a limited partnership interest in the sole shareholder of the Issuer. As of the date hereof such limited partnership interest represents approximately 1.2% of the total limited partnership interests and the associated proportionate number of shares of Common Stock that may be deemed to be indirectly beneficially owned are reported herein.