SEC Form 4 · accession 0001613665-16-000212
Great Western Bancorp, Inc. · GWB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen William Summers Shafer
Officer — EVP of Support Services
Period of report
Apr 27, 2016
Accepted (ET)
Apr 27, 2016 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001613665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | holding | — | — | — | 1,825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units - 2014F2,F1,F3,F4 | — | Apr 27, 2016 | J | 1,853 | D | — | — | Common Stock, par value $0.01 per share | 1,853 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- F2The unvested restricted stock units were forfeited by the reporting person pursuant to the terms of the award granted on October 20, 2014.
- F3The restricted stock units vest in three annual equal installments beginning on October 20, 2015.
- F4The restricted stock units had no expiration date.