SEC Form 4 · accession 0001613665-16-000177
Great Western Bancorp, Inc. · GWB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Edward Henning
Director
Period of report
Feb 18, 2016
Accepted (ET)
Feb 18, 2016 · 3:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001613665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Feb 18, 2016 | P | 3,000 | $22.81 | A | 4,000 | I | Henning Investments LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units - 2015F1,F2 | — | holding | — | — | — | — | — | Common Stock, par value $0.01 per share | 1,949 | 1,949 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- F2The restricted stock units vest 100% on the grant date, December 4, 2015. The restricted stock units have no expiration date.