SEC Form 4 · accession 0001613665-15-000061
Great Western Bancorp, Inc. · GWB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Robert Chapman
Officer — EVP and CFO
Period of report
Oct 20, 2015
Accepted (ET)
Oct 20, 2015 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001613665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Oct 20, 2015 | M | 2,083 | $0.00 | A | 5,583 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 20, 2015 | M | 2,083 | D | — | — | Common Stock, par value $0.01 per share | 2,083 | 4,167 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- F2The restricted stock units vest in three annual equal installments beginning on October 20, 2015. The restricted stock units have no expiration date.