SEC Form 3 · accession 0001613665-15-000046
Great Western Bancorp, Inc. · GWB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Spies
Director
Period of report
Aug 3, 2015
Accepted (ET)
Aug 27, 2015 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001613665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| No securities beneficially owned | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | holding | — | — | — | — | — | Common Stock, par value $0.01 per share | 2,222 | — | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- F2None
- F3The restricted stock units vest 100% on the grant date, October 20, 2014.