SEC Form 4 · accession 0001246360-15-001735
Medtronic plc · MDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard Kuntz
Officer — SrVP & Chief Scien, Clin, Reg
Period of report
Apr 6, 2015
Accepted (ET)
Apr 7, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001613103
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Apr 6, 2015 | M | 18,703 | $53.47 | A | 116,354 | D | |
| Ordinary Shares | Apr 6, 2015 | M | 16,744 | $56.74 | A | 133,098 | D | |
| Ordinary SharesF2 | Apr 6, 2015 | S | 31,768 | $77.3937 | D | 101,330 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $53.47 | Apr 6, 2015 | M | 18,703 | D | Oct 10, 2006 | Oct 10, 2015 | Ordinary Shares | 18,703 | 0 | D |
| Employee Stock Option (right to buy)F1 | $56.74 | Apr 6, 2015 | M | 16,744 | D | Oct 19, 2006 | Oct 19, 2015 | Ordinary Shares | 16,744 | 0 | D |
Explanation of responses
- F1These options become exercisable at the rate of 25% of the shares granted per year beginning on the first anniversary of grant.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.345 to $77.5121, inclusive. The reporting person undertakes to provide to Medtronic plc, any security holder of Medtronic plc,or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.