SEC Form 4 · accession 0001127602-16-047133
Medtronic plc · MDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shirley A Jackson
Director
Period of report
Mar 18, 2016
Accepted (ET)
Mar 22, 2016 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001613103
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 18, 2016 | S | 1,238 | $75.60 | D | 29,812 | D | |
| Ordinary SharesF1 | Mar 18, 2016 | M | 1,493 | $46.91 | A | 31,305 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $46.91 | Mar 18, 2016 | M | 1,493 | D | — | Sep 1, 2016 | Ordinary Shares | 1,493 | 0 | D |
Explanation of responses
- F1This balance increased by 450 shares due to exempt transactions such as dividend reinvestment.
- F2This option to purchase 1,493 ordinary shares of New Medtronic for $46.91 per share, which was fully vested at the effective time of the Merger, was received in the Merger and represents the conversion of 1,493 Medtronic common stock shares for $46.91 per share. This New Medtronic stock option has the same terms and conditions as the original Medtronic stock option