SEC Form 4 · accession 0001127602-16-046804
Medtronic plc · MDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Omar Ishrak
Officer — Chairman & CEO · Director
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001613103
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 15, 2016 | M | 323,013 | $34.88 | A | 854,272 | D | |
| Ordinary SharesF1 | Mar 15, 2016 | F | 229,735 | $76.85 | D | 624,537 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $34.88 | Mar 15, 2016 | M | 323,013 | D | — | Aug 24, 2021 | Ordinary Shares | 323,013 | 0 | D |
Explanation of responses
- F1This balance increased by 4435 shares due to exempt transactions such as dividend reinvestment.
- F2This option was exercised under a 10b5-1 plan.
- F3These options become exercisable at the rate of 25% of the shares granted per year beginning on the first anniversary of grant.