SEC Form 4 · accession 0001140361-18-036277
NextDecade Corp · NEXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Halcyon Capital Management LP
Director
Kevah Konner
Director
John M Bader
Director
Jason Dillow
Director
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 8:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001612720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $ 0.0001 par valueF3,F4,F1,F2,F5 | Aug 9, 2018 | A | 9,432 | — | A | 10,266,553 | I | See footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF7,F1,F2,F5,F6,F8,F9 | $7.50 | Aug 9, 2018 | A | 1,681 | A | — | Aug 9, 2028 | Common Stock, $ 0.0001 par value | 224,133 | 1,681 | I |
| WarrantsF11,F14,F1,F2,F5,F10,F12,F13 | $0.01 | Aug 9, 2018 | A | 25,609 | A | — | Aug 9, 2021 | Common Stock, $ 0.0001 par value | 25,609 | 25,609 | I |
Explanation of responses
- F1See Exhibit 99.1 for text of footnote (1).
- F10See Exhibit 99.1 for text of footnote (10).
- F11See Exhibit 99.1 for text of footnote (11).
- F12See Exhibit 99.1 for text of footnote (12).
- F13See Exhibit 99.1 for text of footnote (13).
- F14See Exhibit 99.1 for text of footnote (14).
- F2See Exhibit 99.1 for text of footnote (2).
- F3See Exhibit 99.1 for text of footnote (3).
- F4See Exhibit 99.1 for text of footnote (4).
- F5See Exhibit 99.1 for text of footnote (5).
- F6See Exhibit 99.1 for text of footnote (6).
- F7See Exhibit 99.1 for text of footnote (7).
- F8See Exhibit 99.1 for text of footnote (8).
- F9See Exhibit 99.1 for text of footnote (9).
Remarks
Exhibit 99.1 (Footnotes) and Exhibit 99.2 (Joint Filer Information) are incorporated herein by reference. This Form 4 is the second of two Forms 4 being filed relating to the same event. The Form 4 has been split into two filings because there are more than ten Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of ten Reporting Persons. This Form 4 is filed by Designated Filer Halcyon Capital Management LP.