SEC Form 4 · accession 0001140361-18-036275
NextDecade Corp · NEXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Halcyon Capital Management LP
Director
Avinash Kripalani
Director
HCN GP LLC
Director
HCN LP
Director
First Series of HDML Fund I, LLC
Director
HDML Assets LLC
Director
Halcyon Mount Bonnell Fund LP
Director
Halcyon Solutions Master Fund LP
Director
Halcyon Solutions GP LLC
Director
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 8:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001612720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $ 0.0001 par valueF3,F4,F1,F2,F5 | Aug 9, 2018 | A | 9,432 | — | A | 10,266,553 | I | See footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF7,F1,F2,F5,F6,F8,F9 | $7.50 | Aug 9, 2018 | A | 1,681 | A | — | Aug 9, 2028 | Common Stock, $ 0.0001 par value | 224,133 | 1,681 | I |
| WarrantsF11,F14,F1,F2,F5,F10,F12,F13 | $0.01 | Aug 9, 2018 | A | 25,609 | A | — | Aug 9, 2021 | Common Stock, $ 0.0001 par value | 25,609 | 25,609 | I |
Explanation of responses
- F1See Exhibit 99.1 for text of footnote (1).
- F10See Exhibit 99.1 for text of footnote (10).
- F11See Exhibit 99.1 for text of footnote (11).
- F12See Exhibit 99.1 for text of footnote (12).
- F13See Exhibit 99.1 for text of footnote (13).
- F14See Exhibit 99.1 for text of footnote (14).
- F2See Exhibit 99.1 for text of footnote (2).
- F3See Exhibit 99.1 for text of footnote (3).
- F4See Exhibit 99.1 for text of footnote (4).
- F5See Exhibit 99.1 for text of footnote (5).
- F6See Exhibit 99.1 for text of footnote (6).
- F7See Exhibit 99.1 for text of footnote (7).
- F8See Exhibit 99.1 for text of footnote (8).
- F9See Exhibit 99.1 for text of footnote (9).
Remarks
Exhibit 99.1 (Footnotes) and Exhibit 99.2 (Joint Filer Information) are incorporated herein by reference. This Form 4 is the first of two Forms 4 being filed relating to the same event. The Form 4 has been split into two filings because there are more than ten Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of ten Reporting Persons. This Form 4 is filed by Designated Filer Halcyon Capital Management LP.