SEC Form 4 · accession 0001094891-15-000137

NextDecade Corp · NEXT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman and CEO · Director

Period of report

Mar 27, 2015

Accepted (ET)

Mar 31, 2015 · 3:48 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001612720

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Mar 27, 2015	P$0	7,600	—	A	41,971	D
Common Stock^F1,F3	Mar 27, 2015	P$0	5,000	—	A	46,971	D
Common Stock	holding	—	—		—	1,525,566	D
Common Stock^F1	holding	—	—		—	30,000	I	By Rosenfeld Children's Successor Trust
Common Stock	holding	—	—		—	60,000	I	by Rosenfeld children's Successor Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Redeemable Warrant^F1,F2,F4,F5	$11.50	Mar 27, 2015	P	7,600	A	—	—	Common Stock	41,971	41,971	D
Redeemable Warrant^F1,F3,F4,F5	$11.50	Mar 27, 2015	P	5,000	A	—	—	Common Stock	46,971	46,971	D
Redeemable Warrant^F1,F4,F5	$11.50	holding	—	—	—	—	—	Common Stock	30,000	30,000	I

F1Represents securities underlying units of the Issuer ("Unit"). Each Unit consists of one share of common stock and one redeemable warrant ("Warrant") to purchase one share of common stock.
F27,600 Units were transfered to Mr. Rosenfeld from Mr. Schlemm as a result of the exercise of the over-allotment option by the underwriter in full.
F3Mr. Rosenfeld purchased an aggregate of 5,000 Units of the issuer for $10.00 per Unit on a private placement basis simultaneously with the exercise of the over-allotment option.
F4Each Warrant will become exercisable on the later of 30 days after the completion of an initial business combination and March 23, 2016.
F5Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.