SEC Form 4 · accession 0001171843-19-001590
JOINT Corp · JYNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter D Holt
Officer — President and CEO · Director
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 9:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001612630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2019 | A | 6,140 | $0.00 | A | 60,115 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $12.02 | Mar 5, 2019 | A | 34,718 | A | — | Mar 4, 2029 | Common Stock | 34,718 | 34,718 | D |
Explanation of responses
- F1Restricted stock. 1,535 shares will vest on each of the first four anniversaries of the grant.
- F28,680 options will become exercisable on the first two anniversaries of the grant and 8,679 options will become exercisable on the third and fourth anniversaries of the grant.