SEC Form 4 · accession 0001171843-18-005936
JOINT Corp · JYNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter D Holt
Officer — President and CEO · Director
Period of report
Aug 7, 2018
Accepted (ET)
Aug 9, 2018 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001612630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2018 | A | 3,030 | $0.00 | A | 53,975 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $8.25 | Aug 7, 2018 | A | 21,614 | A | — | Aug 6, 2028 | Common Stock | 21,614 | 21,614 | D |
Explanation of responses
- F1Restricted stock. 758 shares will vest on the first and second anniversaries of the grant and 757 shares will vest on the third and fourth anniversaries of the grant.
- F25,404 options will become exercisable on the first two anniversaries of the grant and 5,403 options will become exercisable on the third and fourth anniversaries of the grant.