SEC Form 4 · accession 0001171843-18-004983

JOINT Corp · JYNT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Jun 28, 2018

Accepted (ET)

Jul 2, 2018 · 6:03 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001612630

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jun 28, 2018	M	5,000	$4.10	A	18,922	D
Common Stock	Jun 28, 2018	M	5,000	$2.24	A	23,922	D
Common Stock	Jun 28, 2018	M	8,750	$2.51	A	32,672	D
Common Stock	Jun 28, 2018	M	13,907	$3.88	A	46,579	D
Common Stock	Jun 28, 2018	S	29,909	$8.02	D	16,670	D
Common Stock	Jun 28, 2018	S	10,630	$8.00	D	6,040	D
Common Stock	Jun 29, 2018	S	4,040	$8.00	D	2,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Employee Stock Option (right to buy)^F1	$4.10	Jun 28, 2018	M	5,000	D	—	Mar 14, 2026	Common Stock	5,000	D
Employee Stock Option (right to buy)^F2	$2.24	Jun 28, 2018	M	5,000	D	—	Aug 9, 2026	Common Stock	5,000	D
Employee Stock Option (right to buy)^F3	$2.51	Jun 28, 2018	M	8,750	D	—	Nov 8, 2026	Common Stock	8,750	D
Employee Stock Option (right to buy)^F4	$3.88	Jun 28, 2018	M	13,907	D	—	May 9, 2027	Common Stock	13,907	D

F15,000 options of a total award of 10,000 options vested in two equal installments on March 14, 2017 and 2018.
F25,000 options of a total award of 20,000 options vested on August 9, 2017.
F38,750 options of a total award of 35,000 options vested on November 8, 2017.
F413,907 options of a total award of 13,907 options vested on March 31, 2018.