SEC Form 5 · accession 0001171843-16-007604
JOINT Corp · JYNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred Gerretzen
10% Owner
Period of report
Nov 20, 2015
Accepted (ET)
Feb 3, 2016 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001612630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2015 | S | 4,000 | $8.75 | D | 278,040 | D | |
| Common Stock | Aug 18, 2015 | S | 629 | $8.71 | D | 277,411 | D | |
| Common Stock | Aug 19, 2015 | S | 500 | $8.51 | D | 276,911 | D | |
| Common Stock | Aug 25, 2015 | S | 500 | $8.00 | D | 276,411 | D | |
| Common StockF1 | Aug 27, 2015 | S | 2,407 | $8.37 | D | 274,004 | D | |
| Common Stock | Aug 28, 2015 | S | 757 | $8.50 | D | 273,247 | D | |
| Common Stock | Aug 31, 2015 | S | 4,220 | $8.55 | D | 269,027 | D | |
| Common Stock | Sep 14, 2015 | S | 405 | $7.75 | D | 268,622 | D | |
| Common Stock | Sep 15, 2015 | S | 350 | $7.70 | D | 268,272 | D | |
| Common Stock | Sep 16, 2015 | S | 745 | $7.54 | D | 267,527 | D | |
| Common Stock | Sep 16, 2015 | S | 583 | $7.50 | D | 266,944 | D | |
| Common Stock | Sep 17, 2015 | S | 3,917 | $7.57 | D | 263,027 | D | |
| Common Stock | Sep 18, 2015 | S | 2,900 | $7.61 | D | 260,127 | D | |
| Common Stock | Sep 23, 2015 | S | 250 | $7.40 | D | 259,877 | D | |
| Common Stock | Oct 6, 2015 | S | 14 | $7.00 | D | 259,863 | D | |
| Common Stock | Oct 7, 2015 | S | 100 | $7.00 | D | 259,763 | D | |
| Common Stock | Oct 12, 2015 | S | 120 | $7.00 | D | 259,643 | D | |
| Common Stock | Oct 15, 2015 | S | 7,967 | $7.17 | D | 251,676 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $8.25 to $8.57. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Remarks
The date inserted in Item 3 preceding Table I is the date that the reporting person ceased to be an insider during the issuer's last fiscal year.