SEC Form 4/A · accession 0001144204-17-055830
Fifth Street Asset Management Inc. · FSAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bernard D Berman
Officer — President and CCO · 10% Owner
Period of report
Oct 17, 2017
Accepted (ET)
Nov 2, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611988
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.01 par value per shareF1 | Oct 26, 2017 | F | 36,180 | $4.00 | D | 1,402,071 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of withholding shares of Class A Common stock is corrected from the reporting person's Form 4 filed on October 19, 2017.