SEC Form 4 · accession 0001144204-15-035974
Fifth Street Asset Management Inc. · FSAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank C Meyer
Director
Period of report
Jun 4, 2015
Accepted (ET)
Jun 8, 2015 · 2:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611988
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $10.22 | Jun 4, 2015 | A | 5,000 | A | — | Jun 4, 2020 | Class A Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The option shall vest on the earlier to occur of the one-year anniversary of the grant date and the date that is immediately prior to the first annual meeting of the Company's stockholders occurring after the grant date. The date of grant of the option was June 4, 2015.