SEC Form 4 · accession 0001225208-16-043416
Liberty Broadband Corp · LBRDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert E Rosenthaler
Officer — Chief Corp. Dev. Officer
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Dec 14, 2016 | M | 10,000 | $33.12 | A | 26,862 | D | |
| Series A Common StockF1 | Dec 14, 2016 | S | 10,000 | $73.226 | D | 16,862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - LBRDA (Right to Buy)F2 | $33.12 | Dec 14, 2016 | M | 10,000 | D | — | Mar 19, 2020 | Series A Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The price is a weighted average price. These shares were sold in multiple transactions ranging from $73.151 to $73.355, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The derivative security is fully vested.