SEC Form 4 · accession 0001225208-15-001033
Liberty Broadband Corp · LBRDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Malone
Director · 10% Owner
Period of report
Jan 6, 2015
Accepted (ET)
Jan 7, 2015 · 8:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series C Common Stock | Jan 6, 2015 | X | 393,332 | $40.36 | A | 393,332 | I | Malone LG 2013 Charitable Remainder Unitrust |
| Series C Common Stock | holding | — | — | — | 4,617,054 | D | ||
| Series C Common StockF1 | holding | — | — | — | 216,024 | I | By Spouse | |
| Series C Common Stock | holding | — | — | — | 318,888 | I | John C. Malone June 2003 Charitable Remainder Unitrust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Right (Right to Buy) - LBRKRF2,F3,F4 | $40.36 | Jan 6, 2015 | X | 393,332 | D | — | — | Series C Common Stock | 393,332 | 0 | I |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these shares owned by his spouse.
- F2The rights offering is subject to termination or extension by the Issuer at any time prior to consummation.
- F3The rights offering commenced on December 11, 2014.
- F4The rights offering will expire at 5:00 p.m., New York City time, on January 9, 2015 unless extended by the Issuer.