SEC Form 4 · accession 0001611702-18-000070
BrightSphere Investment Group plc · BSIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reginald Love
Director
Period of report
Aug 7, 2018
Accepted (ET)
Aug 8, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611702
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2,F3 | — | Aug 7, 2018 | A | 7,149 | A | — | — | Ordinary shares | 7,149 | 7,149 | D |
Explanation of responses
- F1Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc.
- F2Consists of restricted share units issued under the BrightSphere Investment Group plc Non-Employee Directors' Equity Incentive Plan.
- F3The restricted share units vest upon the earlier of June 20, 2019 and the date of the 2019 annual general meeting of BrightSphere Investment Group plc.