SEC Form 4 · accession 0001611702-18-000058

BrightSphere Investment Group plc · BSIG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

May 18, 2018

Accepted (ET)

May 21, 2018 · 4:48 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001611702

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary shares	May 18, 2018	M	7,098	$0.00	A	32,150	D
Ordinary shares^F2,F3	May 21, 2018	S	470	$15.635	D	31,680	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Share Units^F4,F5	—	May 18, 2018	M	7,098	D	—	—	Ordinary shares	7,098	0	D

F1The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.65 to $15.653, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group plc, any security holder of BrightSphere Investment Group plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
F4Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc.
F5On May 18, 2017, the reporting person was granted 7,098 restricted share units, vesting fully on May 18, 2018.