SEC Form 4 · accession 0001611702-18-000039
BrightSphere Investment Group plc · BSIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Joseph Ritchie
Director
Period of report
Mar 16, 2018
Accepted (ET)
Mar 16, 2018 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary sharesF1 | Mar 16, 2018 | A | 63,000 | $0.00 | A | 88,360 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of a one-time grant in connection with Mr. Ritchie's past service as Interim Chief Executive Officer. The ordinary shares are fully vested upon grant.