SEC Form 4 · accession 0001611702-18-000019
BrightSphere Investment Group plc · BSIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Chersi
Director
Period of report
Feb 15, 2018
Accepted (ET)
Feb 16, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary shares | Feb 15, 2018 | M | 2,204 | $0.00 | A | 15,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2,F3 | — | Feb 15, 2018 | M | 2,204 | D | — | — | Ordinary shares | 2,204 | 7,098 | D |
Explanation of responses
- F1Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc.
- F2Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan.
- F3On February 15, 2017, the reporting person was granted 2,204 restricted share units, vesting fully on the first anniversary of the grant date.