SEC Form 4 · accession 0001611702-17-000111
BrightSphere Investment Group plc · BSIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
OM Group (UK) Ltd
10% Owner
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary sharesF1 | Nov 10, 2017 | S | 15,960,553 | $15.75 | D | 6,040,630 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents ordinary shares sold to HNA Capital US.