SEC Form 4 · accession 0001611702-17-000029
BrightSphere Investment Group plc · BSIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Hadley
Officer — EVP/ Chief Talent Officer
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary sharesF2 | Mar 7, 2017 | S | 820 | $14.8901 | D | 33,823 | D | |
| Ordinary sharesF2 | Mar 7, 2017 | S | 6 | $14.90 | D | 33,817 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- F2Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.