SEC Form 4 · accession 0001611702-16-000063
BrightSphere Investment Group plc · BSIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Rogers
Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611702
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF2,F1,F3 | — | Feb 10, 2016 | A | 9,183 | A | — | — | Ordinary shares | 9,183 | 16,266 | D |
Explanation of responses
- F1Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc.
- F2Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan.
- F3The restricted share units vest following a one-year period, on February 10, 2017.