SEC Form 4 · accession 0001104659-15-018436
BrightSphere Investment Group plc · BSIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Rogers
Director
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 11:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611702
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF2,F1,F3 | — | Mar 6, 2015 | A | 7,083 | A | — | — | Ordinary shares, nominal value $0.001 | 7,083 | 7,083 | D |
Explanation of responses
- F1Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc.
- F2Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan.
- F3The restricted share units vest in equal annual installments over a three-year period with 1/3 of the restricted share units vesting on each of March 6, 2016, March 6, 2017 and March 6, 2018.