SEC Form 4 · accession 0001104659-15-018434
BrightSphere Investment Group plc · BSIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel K. Mahoney
Officer — CAO/Controller
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 11:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary shares, nominal value $0.001F1 | Mar 6, 2015 | A | 5,272 | $0.00 | A | 5,322 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of a restricted share award issued under the OM Asset Management plc Equity Incentive Plan. The restricted share award vests in equal annual installments over a three-year period with 1/3 of the restricted share award vesting on each of March 6, 2016, March 6, 2017 and March 6, 2018.