SEC Form 4 · accession 0001638397-15-000032
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Kayne
10% Owner
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Nov 5, 2015 | J | 1,101,320 | $0.00 | D | 2,229,771 | I | See Footnote 3 |
| Common Stock | Nov 5, 2015 | J | 185,831 | $0.00 | A | 495,395 | I | By Richard and Suzanne Kayne Living Trust u/t/d 1/14/99 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Distribution made to investors of Freshpet Investors, LLC ("FPI") pursuant to the Selldown Agreement entered into between FPI and the Company in connection with the initial public offering.
- F2In-kind distribution which represents the Reporting Person's pecuniary interest in the distribution from FPI.
- F3Such shares are owned by FPI. Kayne Anderson Capital Advisors, LP ("KACALP") is a managing member of FPI and shares voting and investment management power over such shares held by FPI. Richard Kayne is the majority owner and chairman of KACALP. Mr. Kayne disclaims beneficial ownership of all shares held or controlled by FPI except to the extent of his pecuniary interest therein.