SEC Form 4/A · accession 0001638397-15-000007
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard A Kayne
10% Owner
Period of report
Apr 30, 2015
Accepted (ET)
May 4, 2015 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 30, 2015 | S | 2,490,170 | $20.34 | D | 3,803,085 | I | See Footnote 1 |
| Common Stock | holding | — | — | — | 230,952 | I | By Richard and Suzanne Kayne Living Trust u/t/d 1/14/99 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Such shares are owned by Freshpet Investors LLC ("FPI"). Kayne Anderson Capital Advisors LP ("KACALP") is a managing member of FPI and shares voting and investment power over such shares held by FPI. Richard Kayne is the majority owner and chairman of KACALP. Mr. Kayne disclaims beneficial ownership of all shares held or controlled by FPI except to the extent of his pecuniary interest therein.