SEC Form 4 · accession 0001638397-15-000003
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard A Kayne
10% Owner
Period of report
Apr 30, 2015
Accepted (ET)
Apr 30, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 30, 2015 | S | 2,165,365 | $20.34 | A | 4,127,890 | I | See Footnote 1 |
| Common Stock | holding | — | — | — | 230,952 | I | Richard and Suzanne Kayne Living rust u/t/d 1/14/99 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Such shares are owned by Freshpet Investors LLC. Kayne Anderson Capital Advisors, L.P. is a managing member of Freshpet Investors LLC and shares voting and investment power over such shares held by Freshpet Investors LLC. Richard Kayne is the majority owner and chairman of Kayne Anderson Capital Advisors L.P. Mr. Kayne disclaims beneficial ownership of all shares held or controlled by Freshpet Investors LLC except to the extent of his pecuniary interest therein.