SEC Form 4 · accession 0001437749-19-004378
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Macchiaverna
Officer — Sr. VP, Controller, Secretary
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 6:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Mar 6, 2019 | M | 17,922 | $7.10 | A | 90,860 | D | |
| common stock | Mar 6, 2019 | S | 17,922 | $40.00 | D | 72,938 | D | |
| common stock | Mar 7, 2019 | M | 7,078 | $7.10 | A | 80,016 | D | |
| common stock | Mar 7, 2019 | S | 7,078 | $40.00 | D | 72,938 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF1 | $7.10 | Mar 6, 2019 | M | 17,922 | D | — | Jan 1, 2021 | Common Stock | 17,922 | 17,492 | D |
| Options to purchase common stockF1 | $7.10 | Mar 7, 2019 | M | 7,078 | D | — | Jan 1, 2021 | Common Stock | 7,078 | 10,414 | D |
Explanation of responses
- F1The options were originally issued pursuant to the Issuer's 2010 Stock Option Plan as performance based awards. On December 30, 2016, the awards were amended from performance based awards to time vested awards. The awards as amended vested on December 31, 2018.