SEC Form 4 · accession 0001437749-18-016052
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott James Morris
Officer — President and COO
Period of report
Aug 21, 2018
Accepted (ET)
Aug 23, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Aug 21, 2018 | M | 3,333 | $9.05 | A | 166,131 | D | |
| Common stock | Aug 21, 2018 | S | 3,333 | $36.35 | D | 162,798 | D | |
| Common stock | Aug 21, 2018 | M | 562 | $15.00 | A | 163,360 | D | |
| Common stock | Aug 21, 2018 | S | 562 | $36.35 | D | 162,798 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF1 | $9.05 | Aug 21, 2018 | M | 3,333 | D | — | May 9, 2026 | Common stock | 3,333 | 61,282 | D |
| Options to purchase common stockF2 | $15.00 | Aug 21, 2018 | M | 562 | D | — | Nov 7, 2024 | Common stock | 562 | 0 | D |
Explanation of responses
- F1The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning May 9, 2017, of which half are time based awards and remaining half are performance based awards.
- F2The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning November 7, 2015.