SEC Form 4 · accession 0001437749-18-015417
Freshpet, Inc. · FRPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott James Morris
Officer — President and COO
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 8:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001611647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Aug 9, 2018 | M | 10,000 | $15.00 | A | 197,798 | D | |
| common stock | Aug 9, 2018 | S | 10,000 | $33.20 | D | 187,798 | D | |
| common stock | Aug 9, 2018 | M | 15,000 | $15.00 | A | 202,798 | D | |
| common stock | Aug 9, 2018 | S | 15,000 | $33.75 | D | 187,798 | D | |
| common stock | Aug 9, 2018 | M | 3,966 | $9.05 | A | 191,764 | D | |
| common stock | Aug 9, 2018 | S | 3,966 | $33.75 | D | 187,798 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF1 | $15.00 | Aug 9, 2018 | M | 10,000 | D | — | Nov 7, 2024 | Common Stock | 10,000 | 15,562 | D |
| Options to purchase common stockF1 | $15.00 | Aug 9, 2018 | M | 15,000 | D | — | Nov 7, 2024 | Common Stock | 15,000 | 562 | D |
| Options to purchase common stockF2 | $9.05 | Aug 9, 2018 | M | 3,966 | D | — | May 10, 2026 | Common Stock | 3,966 | 18,658 | D |
Explanation of responses
- F1The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning November 7, 2015.
- F2The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning May 10, 2017.